FirstMark Regulatory Solutions is a compliance consulting firm specializing in providing expert services to clients in the financial services industry, including SEC and FINRA registered broker-dealers, their accountants, and their attorneys. Recognizing the heavily regulated nature of the financial services sector, the company aims to assist organizations in navigating the ever-changing and sometimes overlapping regulatory requirements. Founded in 2013 by Mitch Atkins, who brings 20 years of experience from working at FINRA, FirstMark offers expertise in FINRA Membership Application rules, processing FINRA CMA, NMA, MATCON, and MAC applications, as well as conducting Anti-Money Laundering Independent Testing for broker-dealers and investment advisors. With a focus on addressing the complexities within the financial industry, FirstMark Regulatory Solutions presents itself as a noteworthy player in the compliance consulting sector within the Financial Services industry.
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