AdvisorLaw

General Information

Company Name

AdvisorLaw

Founded Year

2016

Location (Offices)

Broomfield, United States +1

Founders / Decision Makers

Number of Employees

Industries

Finance, Financial Services

Funding Stage

Social Media

AdvisorLaw - Company Profile

AdvisorLaw is a full-service firm founded in 2016, offering representation to thousands of financial advisors and wealth managers nationwide. The company's services range from FINRA expungement and SEC enforcement defense to RIA setup and compliance services. AdvisorLaw has an impressive track record, having defended over 2,750 financial advisors and handled more than 2,000 FINRA arbitration cases. Additionally, the firm provides ongoing RIA compliance to wealth managers with over $50 billion in assets and offers acquisition solutions for those looking to buy or sell a financial practice. The company operates in the finance and financial services industries, positioning itself as a key player in the sector.

Taxonomy: Financial Advisory Services, Legal Representation, Compliance Management, Mergers and Acquisitions, Business Valuations, RIA Setup, Enforcement Defense, Expungement Services, RIA Registration, Financial Practice Acquisition, Succession Planning, Tax Resolution, Financial Industry Litigation, Financial Practice Transitioning