Swap Financial Group

Leading the nation in independent bond and swap advisory with unmatched expertise and unwavering neutrality.

General Information
Company Name
Swap Financial Group
Founded Year
1998
Location (Offices)
Founders / Decision Makers
Number of Employees
-
Industries
Financial Services
Funding Stage
-
Social Media

Swap Financial Group - Company Profile

Swap Financial Group is a leading independent bond and swap advisor in the United States, offering expert advice to municipal entities, non-profit organizations, and corporations. Founded in 1998 by Peter Shapiro, the firm focuses on providing neutral and independent guidance to clients in their use of capital markets and derivative products.

Their unique business approach involves representing the end user and issuer, assisting in the development and implementation of strategies, and evaluating proposals to ensure clients receive optimal pricing and terms. Notably, the firm operates with its own capital and no external financing, emphasizing its independence and commitment to unwavering neutrality.

Key personnel at Swap Financial Group bring extensive industry experience, with Peter Shapiro holding significant roles in key committees of industry associations like ISDA, GASB, and NABL. Additionally, Nat Singer, the Chairperson of MSRB, contributes over two decades of experience in derivatives and municipal finance from Wall Street.

The firm's clientele spans governments, government agencies, non-profit and for-profit corporations, and institutional investors, representing a diverse range of organizations. Swap Financial Group is registered with the SEC, CFTC, and MSRB, reinforcing its compliance and credibility within the financial services industry.

Taxonomy: financial advisory, independent advisor, bond advisory, swap advisory, derivative products, municipal finance, capital markets, SEC registered, CFTC registered, MSRB registered, commodity trading advisor, independent representative, investment banking, municipal securities, derivatives market

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