Subserveo Inc.

Subserveo Inc. is a Canadian startup founded in 2008, specializing in providing automated post-trade surveillance and risk solutions for retail and institutional broker-dealers, as well as wealth management and RIA firms. The company's extensive library of tests, compliant with FINRA, SEC, IIROC, and UMIR regulations, allows for daily analysis of all transactions, orders, and account holdings. Subserveo's services are crucial for Chiefs of Compliance and Compliance Officers, providing accurate and detailed compliance alerts and case management, thus enhancing day-to-day supervision processes. The startup operates within the industries of Enterprise Software, Financial Services, and SaaS. Despite these notable features, there are no records of the last investment received or the investors involved. Subserveo's focus on compliance and risk management tools within the financial sector positions it as a potential investment opportunity for venture capitalists seeking exposure to the growing demand for sophisticated compliance solutions in the financial industry.