Red Oak Compliance (ROC)

General Information

Company Name

Founded Year

2010

Location (Offices)

Cedar Park, United States +1

Founders / Decision Makers

Number of Employees

Industries

Funding Stage

Private Equity

Social Media

Red Oak Compliance (ROC) - Company Profile

Red Oak Compliance (ROC) is a leading provider of intelligent compliance software, offering AI-powered solutions to help firms navigate the complex regulatory landscape. Its suite of 17(a)-4/WORM compliant features evolves with the regulatory landscape to keep clients ahead of the curve. Red Oak's flagship advertising review software ensures compliant content delivery, and it also offers solutions for Disclosure Management, Registration Management, Website Monitoring and Archiving, Internet Supervision, Complaint Management, Branch Exams, and more. Red Oak recently secured a $51.00M Private Equity Round investment on 29 June 2023 from Mainsail Partners. The company, founded in 2010, is headquartered in the United States. Its additional software modules automate and enhance compliance processes, while Compliance Consultants provide extra support. With a growing number of firms relying on Red Oak's solutions, the company enables clients to experience the benefits of intelligent compliance software.

Taxonomy: Compliance Software, AI-Powered Solutions, Registration Management, Disclosure Management, Complaints Management, Compliance Workflows, Compliance Consulting, Ad Review Software, AI Software, RegTech, FinTech, InsurTech, Compliance Management