Masthead

Masthead is a national supplier of risk management services to independent financial advisors and other licensed financial service providers (FSPs). Established in 2004, the company assists clients in overcoming their risk management challenges, enabling them to grow and thrive in an increasingly regulated industry. Motivated by the desire to make a difference, Masthead applies its expertise and experience to develop and deliver unique compliance, risk management, practice management, and business intelligence services that achieve present and future results. The company supports FSPs by helping them understand regulatory requirements and conducting workshops to align their processes with the Financial Advisory and Intermediary Services Act (FAIS), Treating Customers Fairly (TCF) framework, Retail Distribution Review (RDR), and others. Masthead operates within the Financial Services industry, providing vital support and guidance for businesses in an ever-changing regulatory landscape.