Conformity360

FINRA & NFA Compliance Consulting for Investment Advisers & Regulatory Management Software Provider

General Information
Company Name
Conformity360
Founded Year
2010
Location (Offices)
New York, United States +1
Founders / Decision Makers
Number of Employees
4
Industries
-
Funding Stage
-
Social Media

Conformity360 - Company Profile

Conformity360 is a compliance consulting and regulatory management software provider, specializing in empowering financial services firms to navigate the complex and rapidly evolving regulatory landscape. With a focus on both sell-side and buy-side firms, the company addresses the challenges posed by a myriad of regulations, from the Dodd Frank Act in the US to EMIR in Europe and Asia, as well as Basel III, MiFID, and FSAP. Founded in 2010, Conformity360 is dedicated to understanding these requirements and helping firms meet them.

For the sell side, Conformity360 assists in navigating the regulatory landscape by providing expertise in compliance with various rules and requirements. For the buy side, the company manages the compliance needs of various financial entities, including hedge fund managers, retail wealth managers, private equity firms, institutional brokers, corporate finance advisers, and trust offices. The focus is on establishing necessary operational governance infrastructure to mitigate risks related to registrations, regulatory filings, certifications, 3rd party dependencies, and IT operations.

Currently, there is no available information regarding the company's headquarters, last investment, or last investment investors.

Taxonomy: compliance consulting, investment advisers, regulatory management software, Dodd Frank Act, EMIR, Basel III, MiFID, FSAP, hedge fund managers, retail wealth managers, private equity firms, institutional brokers, corporate finance advisers, trust offices, operational governance infrastructure

Funding Rounds & Investors of Conformity360 (0)

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There is no investment information

Latest News of Conformity360

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No recent news or press coverage available for Conformity360.

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