Compliance Exchange Group (CXG)

Compliance Exchange Group (CXG) is a top-tier compliance firm specializing in servicing FINRA regulated broker-dealers across the continental U.S. The company offers a range of services including outsourced principals, regulatory consulting, CCO & FINOP outsourcing, and CMA-1017 services, thus serving as an engine for growth for broker-dealers. With leading talent and proven expertise, all outsourced at a fraction of in-house costs, CXG is well-equipped to meet both immediate short-term needs and provide long-term solutions. The firm caters to small to mid-size firms looking to grow or start-up firms seeking FINRA approval.

CXG's offerings encompass Principal Outsourcing, providing seasoned CCOs, FINOPs and 24s to help firms reduce costs, manage risk, and expand into new markets. Moreover, their BD Compliance Services offer customizable, cost-effective compliance solutions, relieving firms of the weight of compliance issues to focus on revenue growth.

As the fast-approval experts, CXG offers support to Buy or Sell a Broker-Dealer, enabling firms to open quickly or facilitating the acquisition or sale of broker-dealers. Additionally, they provide Outsourced FINOP & CFO services to cover all SEC and FINRA compliance needs, catering to both start-ups and mid-sized firms. The company holds licenses for Series 24, Series 4, Series 79, Series 53, Series 27, and Series 99.

Founded in 2013 and headquartered in the United States, CXG operates within the Financial Services and Fintech industries.

Currently, there is no publicly available information regarding their last investment and the investors involved.